Public and Regulatory
Regulatory Law (including maritime, fire regulation, CQC, environmental law and Heath and Safety matters)
Nicholas undertakes instructions in a wide variety of regulatory and quasi-criminal matters.
Nicholas has prosecuted for a number of local and national authorities and has extensive experience representing employers, employees, directors and companies often charged with complicated and offences that carry profound reputation damage.
Nicholas is often instructed by insurance firms and risk assessors to provide pre-charge advice on the merits of a matter before action and is well versed in providing realistic, swift and cost appropriate advice to both those insured and self-funding. As such he provides advice and assistance targeted to avoid, challenge or minimise the effects of any regulatory investigation or prosecution whilst maintaining a commercial eye to an individual means and ultimate business reputation of the client.
- R v X - Instructed Defence Counsel in an environmental prosecution of a company director for alleged chemical air pollution.
- R v X - Instructed Defence Counsel in an environmental prosecution of a farmer for breaching of the clean air act.
- R v X - Representing a nationwide Salvage and building demolition Merchants charged with exceeding their landfill license. This case involved advising on the merits of a dismissal argument and the tactical approach this may have on the merits of the protection. The Environmental Agency upon consideration of the potential submission accepted a lower sanction resulting in a significantly lower fine with reduced reputation damage.
- R v X - Representing a large property development firm and its primary directors charged with significant TPO breaches.
- R v X - Representing a Defendant in relation to a POCA matter linked to light valuation post breach of a TPO.
- R v X- Defence Counsel Representing a firm of nationwide food suppliers who were accused of breaching the EU Regulations on food hygiene involving the storage of milk and the production of cheese. This highly complicated matter met with success in avoiding findings in relation to the storage and hygiene of the primary functions of the business.
- R x X - Defence Counsel representing a restauranteur charged with hygiene offences.
- R x X - Defence Counsel representing a chain of patisserie charged with hygiene offences.
- R v X - Provided advice on Alcohol licensing requirements for a large international warehousing and packaging company.
Care Quality Commission
- R v X - Advising positively on the merits of a Care Quality Commission Appeals tribunal involving the cancellation of a service providers registration across a large and well established care home business.
- R v X - Successfully advising and representing a care provider facing sanction from the CQC and potential corporate manslaughter charges.
- R v X - Instructed Defence Counsel representing a nurse before the NMC in relation to fitness to practice allegation.
- R v X - Instructed Defence Counsel representing a solicitor sanctioned in relation to dishonesty.
- R v X - Instructed Defence Counsel representing a therapist sanctioned for undertaking an unprofessional relationship with a client.
- Dorset Trading standards v X - Instructed to prosecute on behalf of the council in relation to breaches of trading by this subsidiary of a large nationwide plumbing business. Mr Cotter advised on the instruction of experts plus the digging up of a garden in order to demonstrate that the defendant had undertaken otiose and incompetent work. The trial was ultimately successful against both the company and its employees.
- Berkshire Trading Standards v X - Instructed Defence Counsel to defend a vintage clothing company selling items including a substantial number of Converse trainers. The trainers were fake and to compound matters this was a second offence. Mr Cotter negotiated guilty pleas which avoided a prison sentence for his client. However the real impact of the case was POCA. The BTS sought a figure in the high hundreds of thousands. In the end the figure was reduced to close to a hundred thousand albeit after a full hearing and the use of forensic accountants.
- Trading Standards v X - Mr Cotter was instructed to advise a management level employee who had been implicated in a large and global mis-selling allegation. Full advice and guidance was given or representations and the Prosecution against the employee was not pursued.
Health And Safety
- HSE v X - A canal garage was being dismantled when a side of the boat fell over and led to an employee being trapped. Sadly he lost his legs. Mr Cotter was instructed as Defence Counsel and was heavily involved in negotiating a plea package, ensuring that only the company was prosecuted and in providing full mitigation to keep the company operational.
- HSE v X - A lift engineering company working on the Cross rail project did not ensure appropriate safe guards were in place. The lift fell unexpectedly and severed the thumb of an employee. Mr Cotter was instructed late but negotiated a plea package for the company and provided full mitigation to reduce the impact of a fine.
- Lincoln Council v X - A care home was prosecuted under the HS regulations. Three person died and the home was charged that it did not properly safeguard for risk for the HS of the residents of the home. Nick successfully challenged the issue of causation (via a quasi-newton hearing) and ensured that a limited package of pleas in this complex case was advanced plus substantial mitigation.
- R v X - Instructed Defence Counsel representing the manager of a care home who was charged with failing to ensure the safety of her residents under the Fire Reform Act. This case sadly in solved the loss of the lives of two residents in a fire but thankfully led to the acquittal of the manager.
- R v X - Currently Instructed to Prosecute as Junior Counsel a large holiday nationwide home company charged with failing to ensure the safety of its employees.
- R v X - Currently instructed to Defend a construction company accused of failing to ensure the safety of its non-employees on a building site which resulted in a loss of life.
Marine and Fisheries Law
Nicholas has expertise that focuses on the maritime sector and linked Regulatory and Heath and Safety spheres.
He has significant experience in providing pre-charge advice and guidance for both Defence and Prosecution teams and is regularly instructed to represent owners, employees and companies.
He has provided advice in actions brought by the Maritime Coastguard Agency (‘MCA’) (HSE) and has also defended a number of cases prosecuted by the Marine Management Organisation (‘MMO’).
- R v X - Instructed Defence Counsel representing the Master of a cargo ferry being prosecuted under the Merchant Shipping Act (Collisions) for a significant accident involving another large cargo ferry.
- R v X - Instructed Defence counsel representing an international captain accused of removing salvage from shipwrecks within British waters without an appropriate licence.
- R v X - Representing an international salvage operation after being boarded by the Royal Navy and subsequently prosecuted for salvage work conducted within the Economic Zone (including a significant POCA element).
- R v X - Advising the MCA in relation to a fisheries/harbour licensing prosecution.
- R v X - Representing the Company owners of a private harbour in relation to a significant industrial accident that occurred during the dismantling of a barge.
- R v X - Representing a ferry taster charged under the collision regulations.
Has a general criminal and regulatory practice, with an emphasis on the Western Circuit and London. He has a track record of acting both for the prosecution and for the defence in cases involving fraud, organised crime, serious sexual offences and murder. His expertise also includes regulatory law with particular experience handling environmental law and health and safety matters.
Strengths: "He is very approachable and excellent with clients."
Recent work: Acted for the prosecution in Operation Red Squirrel, a multi-handed case concerning a large drug dealing network across the south coast of England.
Chambers UK 2020/Western (Bar) - Crime - Band 3
"A very client-friendly and expert criminal counsel."
Recent work: Defended one of the defendants charged with the aggravated burglary of a Hatton Garden jeweller.
Chambers UK 2019/Western (Bar) - Crime - Band 3
Strengths: "He has a terrific brain, a formidable work ethic, an unflappable demeanour and his tactical awareness can make the difference in a tricky case."
Chambers UK 2018/Western (Bar) - Crime - Band 3
'Has a general criminal and regulatory practice, and is active on both the Western and South Eastern Circuits. He has a track record of acting in cases involving fraud, organised crime and serious sexual offences.'
Strengths: "Completely unflappable, he has an extremely good temperament in court. Destined for great things." "A very capable advocate."'
Chambers UK 2017/Western (Bar) - Crime - Band 3
‘He has the ability to put any client at ease.'
Legal 500 2020/Crime - Tier 1
‘He has a very calm and measured approach.’
Legal 500 2020/Regulatory, health and safety, and licensing - Tier 1
'A consummately able barrister.'
Legal 500 2018/19/Crime - Tier 1
‘A formidable advocate.’
Legal 500 2017/Regional Bar - Western Circuit, Crime – Leading juniors
“Now this case is over, may I express my significant grateful thanks for the way you have consistently and over a lengthy period handled the complex case of R v O.
This case was never destined to be easy, and indeed it proved to be one of the most difficult cases I have dealt with in the last 30 years. I am in awe of the skill, professionalism, compassion and knowledge that you put into this case, coupled with your ability to look after, control and satisfy a very difficult Client.
Your willingness to see our Client without Solicitor and to promptly report back to myself was an outstanding pathway to enabling us to deal efficiently with a client of the most demanding nature, who barely spent a day off the telephone whilst in prison.
Notwithstanding the sentence passed, I think it is fair to say that without your extremely high level of expertise, the result could have been tremendously less beneficial to the Client.
I think it would be correct in this case to concentrate on the level of acquittals obtained for O, which speak volumes for your ability and dedication."
Instructing Solicitor, Bournemouth, June 2017
- Diploma in Law / CPE (Bristol)
- BA (Hons) History
Professional qualifications & appointments
- A Grade 4 Crown Prosecutor
- Member of the Rape Panel of Crown Prosecutors
- Member of the Serious Crime Panel of Crown Prosecutors
- Member of the Serious Fraud Panel of Crown Prosecutors
- The Honourable Society of Lincoln’s Inn
- Association of Commonwealth Criminal Lawyers
British Association for Sport and Law (BASL)
- Member of the Western Circuit
- Proceeds of Crime Lawyers' Association
- The Health & Safety Lawyers Association
- Member of the Criminal Bar Association
Nicholas Cotter is qualified to accept instructions directly from members of the public and professional clients under the Direct Public Access scheme.More Information
3PB barrister Nicholas Cotter in first criminal trial since pandemic
Crime barrister Nicholas Cotter of 3PB appeared as junior counsel for the defence in the first criminal trial in the UK to successfully return to the courts sin...Read more
Dorset murder of father by lighter fluid addict son
3PB’s criminal law barrister Nicholas Cotter, acting for the defence, assisted in reducing the life tariff of a son who sadly murdered his father when under t...Read more
3PB’s Nicholas Cotter successful for care home manager after fire
Following a terrible fire at Newgrange Care Home in Hertfordshire, in which two elderly residents died, regulatory and health and safety barrister Nicholas Cott...Read more